Arizona Investor Losses $150,000 to Excessive Trading

Our client, an unsophisticated, elderly, widowed investor, lost in excess of $150,000 in her investment accounts in a nine-month period in 2015 as a direct result of her unsupervised Wells Fargo financial advisor’s excessive trading and unsuitable investments.

Retired School Teacher Lost $50,000 in Excess Brokerage Fees

Over a period of several years, a Morgan Stanley financial advisor who managed our client's family trust accounts allegedly repeatedly mislead our client into believing she was receiving the same discounted fee and commission arrangement as her family on her individual investment accounts.