Arizona Investor Losses $150,000 to Excessive Trading

Excessive Trading in Elderly Unsophisticated Investor's Account

Our client, an unsophisticated, elderly, widowed investor, lost in excess of $150,000 in her investment accounts in a nine-month period in 2015 as a direct result of her unsupervised Wells Fargo financial advisor’s excessive trading and unsuitable investments.

Broker Misconduct & Investment Fraud Law Firm

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If you or someone you know has been the victim of investment fraud or broker misconduct, please contact our team of securities attorneys immediately for a free consultation at 1-855-462-3330 or by using our online contact form.