Securities Law
10 Tips to Prevent Investor Fraud
Unsuitability
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FINRA Investor Disputes & Arbitration
Investment Fraud
Ponzi Scheme
Margin Calls
Unauthorized Trading
Failure to Supervise
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Negligence
Breach of Contract
Omission
Overconcentration
Complex Products
Non-Traditional ETFs
Direct Participation Program
Reverse Convertibles
Structured Notes with Principal Protection
Real Estate Investment Trusts (REITs)
Alt Mutual Funds
Event-Linked Securities
High Yield Bonds
Equity Indexed Annuities
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Adam Green, Founding Partner
Michael Schafle, Founding Partner
David Carney, Partner
Stephen Specht, Attorney
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BROKER MISCONDUCT - Stock Fraud Attorneys

Securities Law
10 Tips to Prevent Investor Fraud
Unsuitability
Securities Litigation for Investors
FINRA Investor Disputes & Arbitration
Investment Fraud
Ponzi Scheme
Margin Calls
Unauthorized Trading
Failure to Supervise
Churning/Excessive Trading
Negligence
Breach of Contract
Omission
Overconcentration
Complex Products
Non-Traditional ETFs
Direct Participation Program
Reverse Convertibles
Structured Notes with Principal Protection
Real Estate Investment Trusts (REITs)
Alt Mutual Funds
Event-Linked Securities
High Yield Bonds
Equity Indexed Annuities
Equipment Leasing Program
Unit Investment Trusts
Attorneys
Adam Green, Founding Partner
Michael Schafle, Founding Partner
David Carney, Partner
Stephen Specht, Attorney
About
Blog
Contact
Green, Schafle & Gibbs
October 27, 2015

Retired Investor Recovers for Overconcentration in Bank Bonds

Green, Schafle & Gibbs
October 27, 2015

Green, Schafle & Gibbs is pleased to announce settlement on behalf of a retired union administrator of a case involving excessive risk in a conservative investment account.

Tagged: overconcentration, securities law, securities attorneys, green, schafle, gibbs, philadelphia, lawyers

Green, Schafle & Gibbs
October 27, 2015

Investor Recovers Tax Liability in Annuity Sale

Green, Schafle & Gibbs
October 27, 2015

This week, on behalf of an unsophisticated investor who had suffered an enormous tax consequence as a result of the sale of a variable annuity, Green, Schafle & Gibbs settled for a substantial proportion of the tax impact.

Tagged: variable annuity, investment fraud, broker misconduct, securities lawyers, gree, green, schafle, gibbs

Green, Schafle & Gibbs
January 5, 2015

Retired Texas Salesman Lost $200,000 Due to Excessive Risk

Green, Schafle & Gibbs
January 5, 2015

The Green Firm has filed a claim through FINRA arbitration against Fidelity Investments and its financial advisor on behalf of a retired Texas pharmaceutical salesman for losses in excess of $200,000.

Tagged: fidelity investments, unsuitable investments, finra arbitration, pas account, broker misconduct

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