wells fargo advisors

Client Lost More than $100K Through Misuse and Mismanagement

The Green Firm recently filed a Statement of Claim through the FINRA arbitration process on behalf of our clients for losses in excess of $100,000 due to the alleged mismanagement of their account by Wells Fargo and its financial advisor. The broker and Wells Fargo allegedly misused long-term investment products like mutual funds for ultra-short term investing; and ultra-short term investment products like non-traditional ETFs for long-term investing.