$150,000 settlement for a married couple stemming from allegations of mismanagement of their discretionary investment accounts by their financial advisor.
$100,000 FINRA arbitration award.
$100,000 FINRA arbitration award in favor of our clients due to financial advisor’s violations of state securities laws, breach of fiduciary duty, negligent misrepresentation, and failure to supervise in connection with sale of various technology and telecommunications stocks.
$116,000 arbitration award for business owner’s breach of contract claim.
$116,000 arbitration award on behalf business owner’s breach of contract claim regarding the stock purchase agreement for the sale of his franchise company.